James E. Dy, CFP®, ChFC®, CIMA®, AIF®, AAMS®, AWMA® is a Partner at Main Street Wealth Management, LLC, a boutique wealth management firm based out of Bedminster, NJ. With over 20 years of experience, he specializes in working with successful physicians, retirees, executives and business owners, in the key areas of estate conservation, investment management, business succession and executive compensation. Utilizing a unique process, James works in conjunction with his clients’ advisors to implement strategies that help them work toward their objectives in the most tax-efficient and cost-effective manner. He is a CFP® Certificant, and holds several more designations, the ChFC® and CIMA®. He also has an Accreditation from the Center for Fiduciary Studies; the AIF® -- as well as two additional Accreditations from the College for Financial Planning; the AAMS® and the AWMA®. As a Certified Financial Planner™ Practitioner, a Chartered Financial Consultant®, a Certified Investment Management Analyst™, an Accredited Investment Fiduciary®, an Accredited Asset Management Specialist™ and an Accredited Wealth Management Advisor™, James is well positioned to provide value to his clients.
James graduated with a Bachelor of Science degree in Finance & Management with a minor in engineering, from the New Jersey Institute of Technology - NJIT. Currently, James resides in Berkeley Heights, NJ with his wife, Johanna and sons, Christian, Jacob and Joshua.
Professional Designations/ Licenses: CFP® (Certified Financial Planner™) | ChFC® (Chartered Financial Consultant) | CIMA® (Certified Investment Management Analyst™) | AIF® (Accredited Investment Fiduciary®) | AAMS® (Accredited Asset Management Specialist™) | AWMA® (Accredited Wealth Management Advisor™) | Investment Advisor Representative with Private Advisor Group | Registered Representative with LPL Financial | Life, Health and Long Term Care Insurance Licensed | Variable Annuity License | FINRA Qualifications – Series 7, Series 6, Series 63
Education: BS in Finance & Management - New Jersey Institute of Technology - NJIT
Private Advisor ADV Part 2B